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  strengthening and streamlining systems for research management and governance
 

Research in the NHS - Human Resources (HR) Good Practice Resource Pack

The Research in the NHS - Human Resource (HR) Good Practice Resource Pack describes the Research Passport system. The scheme streamlines procedures associated with issuing honorary research contracts or letters of access to researchers who have no contractual arrangements with NHS organisations who host research, and who carry out research in the NHS that affects patient care, or requires access to NHS facilities.

The Department of Health recommends the "Research Passport" to the NHS, to Higher Education Institutions (HEIs) and to other research employers working in partnership with the NIHR. The UKCRC Partners  endorse the routine use of the Research Passport.

The resource pack was initially developed with extensive support from the NHS R&D Forum working with DoH partners in the UK Clinical Research Collaboration (UKCRC).   The package sets out guidance and good practice standards, underpinned by standard documentation, so that individual NHS bodies can be confident that the process used to carry out criminal record and other checks on honorary researchers is in line with NHS Employment Check Standards. If an NHS body is in any doubt about these checks it should take the action it considers necessary to confirm them.

Following a systematic roll-out of its implementation in England, supported by the NIHR Clinical Research Networks, the HR resource pack has been refined to reflect feedback from users of the scheme, including researchers, HR in the NHS and University sectors.  The pack has also been amended to take account of the Vetting and Barring Scheme.

This Good Practice Resource Pack consists of: 

  • a Research Passport system for HEI researchers who need to undertake their research within NHS organisations, which provides evidence of the pre-engagement checks undertaken on that person in line with NHS Employment Check Standards; and
  • standardised procedures for issuing Honorary Research Contracts (HRCs) or Letters of Access (LoAs), in line with the nature of the researchers’ activity, and the NHS and / or employer’s responsibility for that activity 
  • standardised procedures for handling HR arrangements for NHS and HEIs researchers who need to work across one or more NHS organisations

The Research Passport system and associated procedures have been developed in parallel with the development of the Integrated Research Application System and other arrangements across the UK to streamline the arrangements for obtaining permission for research from NHS organisations.

You can go directly to specific areas of the HR Resource Pack by clicking on the links below.  You can also use the interactive routemap to gain an overview of how the scheme operates for University and NHS Researchers.


HR Good Practice

HR Good Practice: Information for Researchers, R&D and HR staff in the NHS and HEIs(PDF)
Research Passport Algorithm of research activity and pre-engagement checks(PDF)
  Research Passport and the Vetting and Barring Scheme Guidance(PDF)
Flowchart 1_RP Research at a single site (PDF)
Flowchart 2_RP Research at more than one site (PDF)
Flowchart 3_NHS to NHS arrangements (PDF)
Research_Passport_Procedure_for_use_from_12_October_2009_Final (PDF)

The Research Passport

Research Passport Form Version 2 (DOC)
Research Passport Form Appendix Version 2 (DOC)
NHS to NHS confirmation of pre-engagement checks (DOC)
Completing the Research Passport Form Instructions_Final (PDF)

Frequently asked questions

FAQs_complete_version (PDF)
FAQs_HR_and_Contractual Arrangements (PDF)
  FAQs_Managing _and_Monitoring_the_RP_System (PDF)
  FAQs_RP_and_Pre-engagement_checks (PDF)
  VBS_ Scenarios_with_solutions (PDF)

Example documents

Example honorary research contract and letter for university researchers - Version 1.0 (DOC)
Example letter for university researchers, where the NHS site  accepts an existing honorary research contract - Version 1.0 (DOC)
Example letter of access for university researchers who do not require an honorary research contract - Version 1.0.doc
Example NHS to NHS letter of access - Version 1.0 (DOC) 
Example letter of agreement between NHS organisations - Version 1.1 (DOC)
Example Honorary Research contract and letter Version 2 (DOC) 
Example Letter for University Researchers Accepting an Existing Honorary Research Contract Version 2 (DOC)
Example letter of access for University researchers who do not require an honorary research contract Version 2 (DOC) 
Example NHS to NHS Letter of Access Version 2 (DOC) 
Example occupational health assessment questionnaire (DOC)
Example evidence of occupational health clearance (DOC)
Example confidentiality code of conduct - Version 1.0 (DOC)
Example confidentiality agreement between researcher and GP practice - Version 1.0 (DOC)

Background information

Honorary research contracts principles and legal requirements_Final (PDF)
VBS – scenarios and solutions (PDF)


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